Privacy Policy.
Manhattan Venture Partners and its affiliates, including broker-dealer VNTR Securities LLC (CRD# 283856) and registered investment adviser MVP Manager LLC (CRD# 282143), both owned by Manhattan Venture Holdings LLC (collectively, "the Firm," "we," or "us"), respect your privacy and are committed to protecting it through compliance with this notice. The Firm takes precautions to safeguard personal client information at all times and we will remain vigilant in protecting that information. The provisions of this privacy notice will apply to former clients as well as current clients of all Firm entities. This notice also describes our practices when you visit our website at https://mvp.vc and our practices for collecting, using, maintaining, protecting, and disclosing information through that website and in email, text, and other electronic messages.
The Firm collects personal information about you that is necessary to provide financial products or services. We use the term "personal information" to describe information that can be associated with you and can be used to identify you and we may obtain this information from the following sources:
- Information that the Firm receives from you on subscription agreements, forms and other materials that you provide to us, whether in writing, in person, by telephone or by any other means. This information may include your name, address, telephone number, social security number, occupation, assets and income.
- Information about your transactions with us or a non-affiliated third party such as account balances, payment history and account activity.
- Information we receive from a consumer-reporting agency, such as your credit bureau reports and other information relating to your credit worthiness.
The Firm will only disclose certain information about you, as permitted by law, under the following circumstances: where we believe, in good faith that disclosure is required under law to cooperate with regulators or law enforcement authorities; to contractors, service providers, and other third parties solely as necessary to support our business operations; to fulfill the purpose for which you provide the information; to comply with any court order, law, or legal process, including to respond to any government or regulatory request; and to enforce or apply our agreements with you. The Firm may also disclose certain information with its affiliates to provide you with other services. Our affiliates and service providers are required to protect the confidentiality and security of any information we share with them and may not reuse it for any other purpose.
The Firm restricts access to your investor profile and personal information to those employees who require access to that information to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with the industry standards to safeguard your nonpublic personal information. Third parties who have access to such personal information must agree to follow appropriate standards of security and confidentiality.
Additionally, The Firm is required to collect and store electronic communications such as texting and email communications. The Firm utilizes a third-party vendor to capture these communications. Individuals who communicate with the Firm’s registered representatives are required to opt in to mobile services to collect this information from them. Information collected based on this opt-in will not be shared with third parties for marketing or promotional purposes other than as disclosed in this privacy policy.
VNTR Securities LLC
Compliance Dept
152 Madison Avenue, 7th Floor
New York, NY 10016
Tel: 212-858-9900
Should you have any additional questions please contact our compliance department at:
Notice to Clients
Important Information You Need to Know About Completing a Subscription:
To help the government fight the funding of terrorism and money laundering activities, federal law requires financial institutions such as VNTR Securities LLC to obtain, verify, and record information that identifies each person who opens an account.
This Notice answers some questions about VNTR’s Customer Identification Program.
What types of information will I need to provide?
When you open an account or complete a subscription agreement, VNTR is required to collect information such as the following from you:
- Your name
- Date of birth
- Address
- Identification number:
- US Citizen: taxpayer identification number (social security number or employer
identification number) - Non-U.S. Citizen: taxpayer identification number, passport number, and country of issuance, alien identification card number, or government-issued identification showing nationality, residence, and a photograph of yourself.
- You may also need to show your driver’s license or other identifying documents.
- A corporation, partnership, trust or other legal entity may need to provide other information, such as its principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, a partnership agreement, or a trust agreement.
U.S. Department of the Treasury, Securities and Exchange Commission, FINRA, and the New York Stock Exchange rules already require you to provide most of this information. These rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives, and risk tolerance.
What happens if I don’t provide the information requested or my identity can’t be
verified?
VNTR may not be able to facilitate a transaction for you.
We thank you for your patience and hope that you will support the financial industry’s efforts to deny terrorists and money launderers access to America’s financial system.